FAQs
Get Informed
WHO CAN INVEST IN AN UP HIGH CAPITAL FUND?
The FUND (Securities) are being sold only to accredited investors (“Accredited Investors”) as defined in Rule 501(a) of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”). As part of the verification process on the status as an Accredited Investor, the investor may be asked to submit supporting documentation to be validate for suitability and in compliance on criteria established by the Company for investing in the Securities.
In order to qualify as accredited, an investor must accomplish at least one of the following:
Earn an individual income of more than $200,000 per year, or a joint spousal income of more than $300,000 per year, in each of the last two years and expect to reasonably maintain the same level of income.
Have a net worth exceeding $1 million, either individually or jointly with his or her spouse (excluding the primary residence).
Be a bank, insurance company, registered investment company, business development company, or small business investment company.
Be a general partner, executive officer, director or a related combination thereof for the issuer of a security being offered.
Be a business in which all the equity owners are accredited investors. Be an employee benefit plan, a trust, charitable organization, partnership, or company with total assets in excess of $5 million.
WILL I BE ASKED TO VERIFY MY STATUS AS AN ACCREDITED INVESTOR?
Yes. Once you have made a decision to invest, you will be contacted by an UHCM team member with instructions on how to proceed with accreditation verification process.
HOW DO I INVEST WITH UP HIGH CAPITAL?
UHCM’s funds are available to accredited investors who register for an account on UHCM’s website. From there, an UHCM team member will be in touch with instructions to verify investor’s accreditation, sign legal documents and fund your investment.
CAN I INVEST THROUGH MY LLC, LP, TRUST OR IRA?
Yes. Investors are able to invest through an LLC or trust. Investors are also able to invest through their traditional self-directed IRAs.
WHO CAN I CONTACT WITH QUESTIONS ABOUT AN INVESTMENT OFFERING?
Users who register for an account on our website will receive access to an investor relations associate, who is available to answer any questions as they arise. And the investor are welcome to contact UHCM directly or email info@uphighcapital.com for any relevant concerns.
DOES UHCM USE A THIRD PARTY AUDIT FIRM?
Yes, UHCM’s investment are audited by an accounting firm based in New York City, New York.
WILL I BE UPDATED ON THE PROGRESS OF MY INVESTMENT?
Yes. All Investors receive detailed asset management report and updates through email at least once per quarter.
HOW DOES UHCM HANDLE THE FUND?
To ensure that capital is properly transferred, all investor funds are handled by a third party administrator, as directed by the Fund’s manager in accordance with the operating documents. Funds are generally transferred using standard ACH transmittal procedures.